SOC 2 Compliance

Implement SOC 2 Trust Services Criteria controls, evidence collection, and continuous compliance monitoring for Type I and Type II audits.

When to Use

• Preparing for a SOC 2 Type I or Type II audit
• Mapping existing controls to Trust Services Criteria
• Automating evidence collection for auditor requests
• Building continuous compliance monitoring into CI/CD
• Onboarding new services and ensuring SOC 2 control coverage

Trust Services Criteria Detailed Checklist

security_common_criteria:
  CC1_control_environment:
    CC1.1: "Management demonstrates commitment to integrity and ethical values"
    CC1.2: "Board exercises oversight of internal controls"
    CC1.3: "Management establishes structure, authority, and responsibility"
    CC1.4: "Commitment to competence - hire and retain qualified personnel"
    CC1.5: "Individuals are held accountable for internal control responsibilities"
    evidence:
      - Code of conduct document
      - Organizational chart
      - Job descriptions with security responsibilities
      - Board meeting minutes discussing security
      - Background check policy and records

  CC2_communication:
    CC2.1: "Entity obtains or generates relevant quality information"
    CC2.2: "Entity internally communicates information including objectives and responsibilities"
    CC2.3: "Entity communicates with external parties"
    evidence:
      - Security awareness training records
      - Internal security newsletters or updates
      - Customer-facing security documentation
      - Status page and incident communication records